Canadian Securities Administrators

Results: 443



#Item
211Proxy voting / Canadian securities regulation / Corporate governance / Financial economics / Securities research / Business / Politics / Proxy firm / Democracy / Direct democracy / Elections

CSA Notice[removed]Update on CSA Consultation Paper[removed]Potential Regulation of Proxy Advisory Firms September 19, 2013 Introduction On June 21, 2012, the Canadian Securities Administrators (CSA) published for comment

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-07 12:02:19
212Law / 73rd United States Congress / United States Securities and Exchange Commission / Securities / Stock market / Canadian securities regulation / System for Electronic Document Analysis and Retrieval / Ontario Securities Commission / Sedar / Financial regulation / United States securities law / Financial economics

CSA Notice of Multilateral Instrument[removed]System Fees for SEDAR and NRD July 18, 2013 Introduction We, the Canadian Securities Administrators (CSA), are adopting Multilateral Instrument[removed]System Fees for SEDAR an

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-21 18:24:30
213Government / Canadian law / Canadian Securities Administrators / Canadian securities regulation / Banking in Canada / Autorité des marchés financiers / Securities Commission / Joint Forum / Office of the Superintendent of Financial Institutions / Financial regulation / Economy of Canada / Canada

Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier CANADIAN ASSOCIATION OF PENSION SUPERVISORY AUTHORITIES Robert Christie

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Source URL: jointforum.ca

Language: English - Date: 2013-10-01 11:01:24
214Securities Commission / Canadian Securities Administrators / Financial system / Law / Financial regulation / Joint Forum / Canadian securities regulation

Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier CANADIAN ASSOCIATION OF PENSION SUPERVISORY AUTHORITIES

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Source URL: www.jointforum.ca

Language: English - Date: 2013-10-01 11:01:24
215United States securities law / Securities / Notes / Principal protected note / Self-regulatory organizations / Canadian securities regulation / Investment Industry Regulatory Organization of Canada / Registered representative / Deposit insurance / Financial regulation / Financial system / Financial economics

CSA Multilateral Staff Notice[removed]Third Update on Principal Protected Notes August 30, 2012 This CSA Multilateral Staff Notice is being published by staff of all members of the Canadian Securities Administrators, exce

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-08 11:46:58
216Securities Commission / Office of the Superintendent of Financial Institutions / Canada / Canadian Securities Administrators / Financial system / Government / Financial regulation / Joint Forum / Canadian securities regulation

Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier NEW SLETTER CANADIAN ASSOCIATION OF PENSION SUPERVISORY

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Source URL: www.jointforum.ca

Language: English - Date: 2013-10-01 11:01:24
217Securities Commission / Canadian Securities Administrators / Canada / Government / Law / Joint Forum / International Organization of Securities Commissions / Financial regulation / Autorité des marchés financiers / Canadian securities regulation

Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier N NE EW

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Source URL: www.jointforum.ca

Language: English - Date: 2013-10-01 11:01:24
218Securities Commission / Canadian Securities Administrators / Joint Forum / Autorité des marchés financiers / Law / Canada / Government / Financial regulation / Canadian law / Canadian securities regulation

Joint Forum of Financial Market Regulators Forum conjoint des autorités de réglementation du marché financier FOR RELEASE ON JUNE 15, 2007 CANADIAN REGULATORS RELEASE POINT OF SALE DISCLOSURE FRAMEWORK FOR FUNDS

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Source URL: jointforum.ca

Language: English - Date: 2013-10-01 11:01:24
219United States Securities and Exchange Commission / Financial system / Canadian law / Canadian securities regulation / Canadian Securities Administrators / Capital market / Over-the-counter / Securities Commission / Regulation D / Financial economics / Investment / Stock market

May 10, 2012 Canadian securities regulators strengthen over-the-counter rules Vancouver – Members of the Canadian Securities Administrators (CSA) today published advance notice of adoption of Multilateral Instrument 5

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-08 11:47:05
220Funds / Financial services / Collective investment schemes / Institutional investors / Mutual fund / Stock fund / Closed-end fund / Exchange-traded fund / Active management / Financial economics / Investment / Finance

Understanding mutual funds Canadian Securities Administrators Securities regulators from each province and territory have teamed up to form the Canadian Securities Administrators, or CSA for short. The CSA is primarily r

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Source URL: www.community.gov.yk.ca

Language: English - Date: 2014-07-08 11:47:07
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